Review
Modeling risk factors for nicotine and other drug abuse in the preclinical laboratory

https://doi.org/10.1016/j.drugalcdep.2008.11.011Get rights and content

Abstract

Risk factors that predict vulnerability for nicotine and other drug abuse have been identified using preclinical models, and there is close agreement with clinical and epidemiological studies. The major risk factors to be discussed are age, sex/hormonal status, impulsivity, sweet-liking, novelty reactivity, proclivity for exercise, and environmental impoverishment (vs. enrichment). This discussion will focus on factors that preclinical research has determined are strong and translatable predictors of nicotine and other drug abuse. An advantage of using preclinical models is that prospective, longitudinal studies and within-subject designs can be used to reveal risk factors that are diverse yet maintain unique characteristics. The many interrelationships among these factors lead to an additive vulnerability that increases the predictability that drug abuse will occur. A feature that these risk factors have in common is that they consistently predict vulnerability to drug abuse over critical transition phases of addiction that are difficult to examine prospectively in humans, such as acquisition, escalation, and reinstatement of drug-seeking after abstinence (relapse). The models offer valuable information that has been transferred to effective prevention and treatment strategies for smoking and other drug abuse in humans.

Introduction

Researchers have identified several conditions that strongly predict an individual's risk for abuse of nicotine and other drugs. To better understand the impact and generality of these predictors, animal models have been developed that provide a useful approach to studying vulnerability to and mechanisms underlying nicotine and other drug abuse. One of the main advantages of using animal models is that prospective, longitudinal studies and within-subject designs can be used to reveal risk factors so that at-risk individuals can be identified and targeted for focused intervention and treatment attempts. There is close agreement between the results of studies from human and nonhuman animals; thus, the translational value of proceeding from preclinical investigations to clinical trials for screening, prevention, and treatment of drug abuse has been excellent (for a review see Carroll et al., 2001).

An advantage of preclinical studies has been to select, or selectively breed, animals for addiction-prone or addiction-resistant traits and to subsequently test their proclivity for drug-seeking behavior (Carroll et al., 2008b). Another advantage is that several phases of drug abuse that are difficult to study prospectively in humans can be modeled in nonhuman animals, including initiation of drug use, escalation of intake, and reinstatement of drug use after a drug-free period (relapse). A better understanding of these phases is needed, as they are hallmarks of this chronic relapsing disorder.

In this review, risk factors for nicotine and other drug abuse are considered, including age, sex and hormonal effects, impulsivity, dietary preferences, novelty reactivity, avidity for exercise, and impoverished vs. enriched environments. Other individual factors play a role in predicting drug abuse such as depression and aggression, stress, and relief of withdrawal symptoms; however, these risk factors are beyond the scope of this review and have been expertly reviewed elsewhere (Goeders, 2003, Miczek et al., 2008).

Preclinical models also offer the opportunity to examine ways in which these factors coexist and interact to produce additive vulnerability. The following discussion will focus on the risk factors mentioned above that preclinical research has defined as strong and translatable (to humans) as predictors of nicotine and other drug abuse and how they interact to confer additive vulnerability. Table 1 summarizes the major risk factors for nicotine and other drug abuse and illustrates many interactions among them. These factors and their interrelationships will be discussed in subsequent sections.

Section snippets

Age

Compared with adults, adolescents have many addiction-prone features that explain their high rate of drug abuse. Age is a factor that is difficult to study longitudinally in humans, but hypotheses concerning age have been extensively studied in the preclinical laboratory. Some of the addiction-promoting features are: greater sensitivity to drugs, increases in sex hormones, impulsivity, risk-taking, elevated reactivity to tastes and foods, novelty seeking, a proclivity for physical activity, and

Sex differences

Preclinical research indicates that female rodents and nonhuman primates exhibit greater drug-seeking and -taking behavior than males (Becker and Hu, 2008, Carroll et al., 2004, Lynch et al., 2002, Roth et al., 2004), and these findings agree with clinical research on smoking (Pauly, 2008, Scharf and Shiffman, 2004) and other drug abuse in humans (Carroll et al., 2004, Lex, 1991). For example, women report shorter intervals between cigarettes and have more difficulty quitting smoking than men

Impulsivity

Impulsivity traits or impulse control disorders are key risk factors for smoking (Dallery and Raiff, 2007) and other drug abuse (see reviews by Carroll et al., 2008a, Perry and Carroll, 2008). Nicotine increases impulsive behavior in rats (Dallery and Locey, 2005), and high impulsivity is related to elevated drug-seeking across several phases of drug abuse that are modeled in animals (Perry and Carroll, 2008). There are several operational definitions of impulsivity; however, here we focus on

Dietary preferences—sweet liking

Another risk factor that has a strong influence on drug abuse is a proclivity for natural rewards such as dietary (e.g., sweets, fats) substances (Carroll et al., 2008b, Dess et al., 1998). For example, rats that have been selected or selectively bred (Carroll et al., 2008b) for high levels of sweet intake (HiS) consume more cocaine, ethanol, and morphine than those selected or bred for low sweet intake (LoS). HiS rats, compared with LoS rats, acquired drug self-administration faster and in

Novelty reactivity

There are additional risk factors that predict drug abuse that do not involve consummatory behavior such as reactivity to a novel environment. To examine novelty reactivity, the most common procedure in preclinical studies is to place a rat in a novel open-field environment and measure various aspects of locomotor behavior. In most studies the exposure to the novel environment (open field) is forced, but when animals are allowed to choose to enter the novel environment, the relationship between

Proclivity for exercise

Voluntary exercise in humans is viewed as a nondrug positive reinforcer, and studies with rats concur, since rats lever press to gain access to a running wheel (Belke and Wagner, 2005), they show CPP for environments associated with wheel-running (Lett et al., 2000), and they escalate their running when given unlimited access to wheels (Lattanzio and Eikelboom, 2003). Rats selected for high (HiR), compared with low (LoR) wheel running, self-administered more cocaine infusions than the LoR group

Environmental risk factors

The risk factors discussed above that predict drug abuse are endogenous or genetic factors that describe inherited characteristics of individuals. However, another major factor is the physical, economic, and social environment (see Bardo et al., 2001, Cain et al., 2005, Carroll et al., 2001, Carroll et al., 2008a, Carroll et al., 2008b). For example, in animal studies, natural behaviors such as eating, drinking palatable substances (Carroll et al., 2001, Carroll et al., 2008a, Carroll et al.,

Integration of risk factors: a model of additive vulnerability

The risk factors discussed above all have substantial influence on the development and persistence of drug abuse; however, they do not operate independently. Each factor interacts with many of the others, and in many cases they are additive. Thus, a profile of cumulative risk could be determined for a given individual, and the severity of that risk may determine the intervention strategies that would be optimal. Table 1 summarizes the interaction of the six risk factors that were discussed. For

Summary

A number of diverse risk factors for nicotine and other drug abuse have been identified using preclinical models, and they are all strong predictors of drug abuse in animals and humans. The major risk factors discussed in this review were individual determinants such as age, sex/hormonal status, impulsivity, sweet liking, novelty-seeking, and avidity for exercise, an environmental impoverishment. The various factors are diverse, and they maintain unique characteristics, yet there are many

Role of funding source

Funding for this study was provided by NIDA grants R01 DA03240, R01 DA019942, P20 DA024196, K05 DA015267 (M.E.C.), F31 DA020237 (J.L.P.), and F31 DA023301 (J.J.A.).

Contributors

Marilyn Carroll, Justin Anker, and Jennifer Perry designed the studies that are described and conducted the literature review. Marilyn Carroll was responsible for the manuscript preparation. Justin Anker and Jennifer Perry were responsible for data analysis, summary, and graphic presentation, assisting in writing and after presentation. Luke Gliddon, Nathan Holtz and Natalie Zlebnik conducted the experiments that are described and helped with data summary and analyses. All authors were involved

Conflict of interest

None

Acknowledgements

We would like to thank Luke Gliddon, Nathan Holtz, Emily Kidd, Matt Starr, and Natalie Zlebnik for their assistance in data collection and data management, and Danielle Johanson for secretarial assistance.

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